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46-60 of 308 results
Japan's FSA asks Rabobank to strengthen internal controls in Libor probe
By BBR Staff Writer
Japanese Financial Services Agency (FSA) has ordered Dutch lender Rabobank to improve its legal compliance procedures, as its Tokyo-based traders were found guilty of manipulating the London interbank offered rate (Libor).
Intermediaries > Custody & Clearing > News
First net settlement service to UK funds market goes live, delivered by Calastone and Barclays
By BBR Staff Writer
Calastone and Barclays have gone live with the market's first-ever net settlement service as Smith & Williamson and Capita Asset Services select the solution for their automated settlement of funds.
Intermediaries > Custody & Clearing > News
Knight Capital to pay $12m fine to SEC to settle trading violations
By BBR Staff Writer
The US Securities and Exchange Commission (SEC) has imposed a monetary penalty of $12m on Knight Capital, now part of KCG Holdings, for violating trading regulations in August 2012.
Intermediaries > Custody & Clearing > News
tradeMONSTER and mPower establish strategic alliance
By BBR Staff Writer
tradeMONSTER and mPower Trading Systems have created strategic partnership, whereby tradeMONSTER customers will gain access to the acclaimed Prodigio trading platform, with immediate effect.
Intermediaries > Custody & Clearing > News
BNP Paribas launches online reporting tool for alternative fund managers
By BBR Staff Writer
BNP Paribas Securities Services, a custodian and securities services provider, will launch an online reporting tool to deliver real-time fund administration data for its private equity and real estate (PERE) fund managers.
Intermediaries > Custody & Clearing > News
BGC Partners presents swap execution facility
By BBR Staff Writer
BGC Derivative Markets, a subsidiary of global brokerage company BGC Partners, has introduced operations as a Swap Execution Facility, which is in line with the derivatives trading regulations under the Dodd-Frank Act.
Intermediaries > Custody & Clearing > News
US CFTC penalizes Vision Financial for fallings to manage customers' fund separately
By BBR Staff Writer
The US Commodity Futures Trading Commission (CFTC) has imposed a fine of $525,000 on Vision Financial Markets, over its failings to segregate commodity and options customer funds.
Intermediaries > Custody & Clearing > News
BNY Mellon unveils Collateral Universe
By BBR Staff Writer
Bank of New York Mellon (BNY Mellon) has introduced its new suite of second-generation collateral management capabilities and technologies, to enable buy-side clients to deal with regulatory changes on their investment processes.
Intermediaries > Custody & Clearing > News
GAIN Capital acquires Global Futures & Forex
By BBR Staff Writer
GAIN Capital (GCAP), a global provider of online trading services, has wrapped up the acquisition of Global Futures & Forex (GFT), in a grouping of cash and stock transaction.
Intermediaries > Custody & Clearing > News
ICAP may ink $100m Libor settlement
By BBR Staff Writer
London-based interdealer broker ICAP is likely to ink nearly $100m settlement with the UK and US market regulators, to resolve a civil investigation that the brokerage firm allegedly manipulated the London Interbank Offered Rate (LIBOR).
Intermediaries > Custody & Clearing > News
F&C, Liontrust and Old Mutual select Euroclear UK & Ireland fund service
By BBR Staff Writer
Euroclear UK & Ireland (EUI) has signed up three UK-based fund managers F&C Investments, Liontrust Fund Partners and Old Mutual Global Investors, to its investment fund service.
Intermediaries > Custody & Clearing > News
Tradeweb Markets agrees to purchase BondDesk Group
By BBR Staff Writer
Tradeweb Markets, a global fixed income and derivatives marketplaces builder and operator, has inked a definitive agreement to purchase US-based retail fixed income wealth management and trading technology firm, BondDesk Group.
Intermediaries > Custody & Clearing > News
US CFTC advocates to impose stringent controls for high-speed trading
By BBR Staff Writer
The US Commodity Futures Trading Commission (CFTC) has requested public to provide their feedback, whether to impose further restrictions to curb high-speed derivatives trading.
Intermediaries > Custody & Clearing > News
NYSE Euronext and ACE to establish strategic alliance
By BBR Staff Writer
Global public financial markets operator NYSE Euronext (NYX) has formed a strategic partnership with transaction management platform ACE for new issuances of private securities with improved transparency and efficiencies to the private market.
Intermediaries > Custody & Clearing > News
Euroclear Nederland, Broadridge to introduce automated meeting notification service
By BBR Staff Writer
Dutch central securities depository Euroclear Nederland and Broadridge Financial Solutions have teamed up to roll out an automated, ISO-compliant shareholder meeting notification service in the Netherlands.
Intermediaries > Custody & Clearing > News
46-60 of 308 results